The Houston Small Business Compliance Checklist: What Your Insurance Broker Should Be Telling You (But Probably Isn't)

Most brokers don't bring up compliance. It's not technically within the scope of placing your insurance, so a lot of them leave the rest alone. You get your enrollment handled, you get your ID cards, and whatever you're supposed to be doing on the compliance side is your problem to figure out.

I don't do it that way.